TY - JOUR
T1 - Transmit solutions for MIMO wiretap channels using alternating optimization
AU - Li, Qiang
AU - Hong, Mingyi
AU - Wai, Hoi To
AU - Liu, Ya Feng
AU - Ma, Wing Kin
AU - Luo, Zhi-Quan
PY - 2013
Y1 - 2013
N2 - This paper considers transmit optimization in multi-input multi-output (MIMO) wiretap channels, wherein we aim at maximizing the secrecy capacity or rate of an MIMO channel overheard by one or multiple eavesdroppers. Such optimization problems are nonconvex, and appear to be difficult especially in the multi-eavesdropper scenario. In this paper, we propose an alternating optimization (AO) approach to tackle these secrecy optimization problems. We first consider the secrecy capacity maximization (SCM) problem in the single eavesdropper scenario. An AO algorithm is derived through a judicious SCM reformulation. The algorithm conducts some kind of reweighting and water-filling in an alternating fashion, and thus is computationally efficient to implement. We also prove that the AO algorithm is guaranteed to converge to a Karush-Kuhn-Tucker (KKT) point of the SCM problem. Then, we turn our attention to the multiple eavesdropper scenario, where the artificial noise (AN)-aided secrecy rate maximization (SRM) problem is considered. Although the AN-aided SRM problem has a more complex problem structure than the previous SCM, we show that AO can be extended to deal with the former, wherein the problem is handled by solving convex problems in an alternating fashion. Again, the resulting AO method is proven to have KKT point convergence guarantee. For fast implementation, a custom-designed AO algorithm based on smoothing and projected gradient is also derived. The secrecy rate performance and computational efficiency of the proposed algorithms are demonstrated by simulations.
AB - This paper considers transmit optimization in multi-input multi-output (MIMO) wiretap channels, wherein we aim at maximizing the secrecy capacity or rate of an MIMO channel overheard by one or multiple eavesdroppers. Such optimization problems are nonconvex, and appear to be difficult especially in the multi-eavesdropper scenario. In this paper, we propose an alternating optimization (AO) approach to tackle these secrecy optimization problems. We first consider the secrecy capacity maximization (SCM) problem in the single eavesdropper scenario. An AO algorithm is derived through a judicious SCM reformulation. The algorithm conducts some kind of reweighting and water-filling in an alternating fashion, and thus is computationally efficient to implement. We also prove that the AO algorithm is guaranteed to converge to a Karush-Kuhn-Tucker (KKT) point of the SCM problem. Then, we turn our attention to the multiple eavesdropper scenario, where the artificial noise (AN)-aided secrecy rate maximization (SRM) problem is considered. Although the AN-aided SRM problem has a more complex problem structure than the previous SCM, we show that AO can be extended to deal with the former, wherein the problem is handled by solving convex problems in an alternating fashion. Again, the resulting AO method is proven to have KKT point convergence guarantee. For fast implementation, a custom-designed AO algorithm based on smoothing and projected gradient is also derived. The secrecy rate performance and computational efficiency of the proposed algorithms are demonstrated by simulations.
KW - Physical-layer secrecy
KW - artificial noise
KW - iterative water-filling
KW - secrecy capacity
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U2 - 10.1109/JSAC.2013.130906
DO - 10.1109/JSAC.2013.130906
M3 - Article
AN - SCOPUS:84883395356
SN - 0733-8716
VL - 31
SP - 1714
EP - 1727
JO - IEEE Journal on Selected Areas in Communications
JF - IEEE Journal on Selected Areas in Communications
IS - 9
M1 - 6584932
ER -