Molecular Interpretation of the Compaction Performance and Mechanical Properties of Caffeine Cocrystals: A Polymorphic Study

Aditya B. Singaraju, Dherya Bahl, Chenguang Wang, Dale C. Swenson, Changquan Calvin Sun, Lewis L. Stevens

Research output: Contribution to journalArticlepeer-review

14 Scopus citations


The 1:1 caffeine (CAF) and 3-nitrobenzoic acid (NBA) cocrystal (CAF:NBA) displays polymorphism. Each polymorph shares the same docking synthon that connects individual CAF and NBA molecules within the asymmetric unit; however, the extended intermolecular interactions are significantly different between the two polymorphic modifications. These alternative interaction topologies translate to distinct structural motifs, mechanical properties, and compaction performance. To assist our molecular interpretation of the structure-mechanics-performance relationships for these cocrystal polymorphs, we combine powder Brillouin light scattering (p-BLS) to determine the mechanical properties with energy frameworks calculations to identify potentially available slip systems that may facilitate plastic deformation. The previously reported Form 1 for CAF:NBA adopts a 2D-layered crystal structure with a conventional 3.4 Å layer-to-layer separation distance. For Form 2, a columnar structure of 1D-tapes is displayed with CAF:NBA dimers running parallel to the (110) crystallographic direction. Consistent with the layered crystal structure, the shear modulus for Form 1 is significantly reduced relative to Form 2, and moreover, our p-BLS spectra for Form 1 clearly display the presence of low-velocity shear modes, which support the expectation of a low-energy slip system available for facile plastic deformation. Our energy frameworks calculations confirm that Form 1 displays a favorable slip system for plastic deformation. Combining our experimental and computational data indicates that the structural organization in Form 1 of CAF:NBA improves the compressibility and plasticity of the material, and from our tabletability studies, each of these contributions confers superior tableting performance to that of Form 1. Overall, mechanical and energy framework data permit a clear interpretation of the functional performance of polymorphic solids. This could serve as a robust screening approach for early pharmaceutical solid form selection and development.

Original languageEnglish (US)
Pages (from-to)21-31
Number of pages11
JournalMolecular Pharmaceutics
Issue number1
StateAccepted/In press - Jan 1 2019

Bibliographical note

Funding Information:
The authors acknowledge the J. Keith Guillory Pharmaceutics Fellowship and the Guillory-Matheson-Flanagan-Wurster Fellowship for support to A.B.S. This work was completed in partial fulfilment of the dissertation submitted by A.B.S. to the Graduate School of the University of Iowa, Iowa City, for the Doctor of Philosophy 2018. (28)

Publisher Copyright:
© 2019 American Chemical Society.


  • Brillouin scattering
  • pharmaceuticals
  • polymorphism
  • structure-function
  • tabletability

PubMed: MeSH publication types

  • Journal Article
  • Research Support, Non-U.S. Gov't


Dive into the research topics of 'Molecular Interpretation of the Compaction Performance and Mechanical Properties of Caffeine Cocrystals: A Polymorphic Study'. Together they form a unique fingerprint.

Cite this